USPTO Clarifies AI Cannot Be Named as Patent Inventor, Updates Guidelines for AI-Assisted Innovations

Reviewed byNidhi Govil

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The US Patent and Trademark Office has issued updated guidelines stating that AI systems cannot be listed as inventors on patents, treating them instead as tools equivalent to lab equipment or software. The new rules clarify that only humans can be named as inventors while maintaining that AI-assisted inventions remain patentable.

USPTO Establishes Clear Framework for AI-Assisted Patents

The United States Patent and Trademark Office has issued comprehensive new guidelines clarifying the role of artificial intelligence in patent applications, definitively stating that AI systems cannot be named as inventors while providing a clear framework for evaluating AI-assisted innovations. The guidance, published by USPTO Director John Squires and scheduled for Federal Register publication on November 28, represents a significant clarification of how the agency will handle the growing intersection of AI technology and intellectual property law

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Source: PYMNTS

Source: PYMNTS

AI Treated as Tool, Not Inventor

The updated guidelines establish that generative AI systems should be considered "analogous" to traditional research tools such as laboratory equipment, computer software, and research databases. "AI systems, including generative AI and other computational models, are instruments used by human inventors," Squires wrote in the official notice. "They may provide services and generate ideas, but they remain tools used by the human inventor who conceived the claimed invention"

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This position reinforces the Court of Appeals for the Federal Circuit's ruling that "AI cannot be named as an inventor on a patent application (or issued patent) and that only natural persons can be inventors." The new guidelines make it crystal clear that this fundamental principle remains unchanged, backing up Federal Circuit precedent from Thaler v. Vidal

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Source: Engadget

Source: Engadget

Unified Standards for All Inventions

A key aspect of the new guidance is the elimination of separate evaluation processes for AI-assisted inventions. The USPTO has rescinded its previous February 2024 guidelines that had considered applying joint-inventor standards when AI was involved. "The same legal standard for determining inventorship applies to all inventions, regardless of whether AI systems were used in the inventive process," the notice states. "There is no separate or modified standard for AI-assisted inventions"

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The agency formally stated that the "Pannu factors" - three criteria from the court case Pannu v. Iolab Corp traditionally used to determine whether multiple human co-inventors qualify - do not apply when only one human inventor is involved and AI assistance is used

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Implications for Developers and Inventors

For software developers and tech innovators using AI tools, these guidelines provide important clarity about ownership and documentation requirements. Developers working on applications, extensions, or software projects where AI helps generate code or solve problems retain inventor status, even when tools like ChatGPT write functions or AI systems suggest algorithms. However, inventors must document their human input throughout the process to demonstrate significant contribution to every patent claim

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The guidelines emphasize that while AI assistance is not prohibited, the burden remains on applicants to demonstrate that human creativity and decision-making produced the invention. Generic use of AI tools for drafting, ideation, or data processing does not automatically translate to inventorship or patent eligibility

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Global Patent Considerations

The new rules also address international patent applications, stating that U.S. patent applications cannot claim priority from foreign filings that list only AI as the inventor. Only shared human inventors qualify for such priority claims, which could affect multinational research and development teams working on AI-assisted innovations

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